Are you a Wholesale Investor?

Investment in the Zen Capital Management Global Fund is only open to investors who qualify as Wholesale Investors. If your application is for $500,000 or more you are automatically deemed to be a Wholesale Investor. If not then you need to meet one of the criteria listed below. When you submit your application you will be required to provide documentary evidence supporting your choice.

  • I am investing AUD $500,000 or more (or equivalent USD) into this product
  • I/We have net assets of AUD$2.5m OR a gross income of at least AUD$250,000 p.a. for the last two financial years. I have attached an Accountant’s Certificate (which is less than 2 years old) certifying the same.
  • I/We are utilizing the product in connection with a business that is NOT a small business (ie: I/We have 20+ employees if a non-manufacturing business or 100+ employees if a manufacturing business)
  • I/We hold an Australian Financial Services License number:
  • I/We are regulated by APRA (other than as a trustee of a superannuation entity)
  • I/We are a person who controls at least $10 million (including any amount held by an associate or under a trust that I/We manage) and attach an Accountants Certificate (which is less than 2 years old) certifying the same.
  • I/We are a listed entity (in Australia) or related body corporate of a listed entity
  • I/We are an exempt public authority
  • I/We are a corporate entity which carries on a business of investment in financial products, interests in land or other investments AND invest such funds pursuant to public offers or invitations
  • I/We are regulated by APRA (other than as a trustee of a superannuation entity)
  • I have previous experience in using financial services and investing in financial products. This experience allows me to assess:

(i) the merits of this fund; and
(ii) the value of this fund; and
(iii) the risks associated with holding this fund; and
(iv) my own information needs in regards to this fund;
(v) the adequacy of the information given to me by Zen Capital Management in regards to this fund.

I have provided Zen Capital Management with a statement detailing my previous experience and Zen Capital Management has agreed to provide me with a written statement confirming their satisfaction with my experience.

  • I/We are a foreign entity that would, if incorporated in Australia, fall within the above category (please specify)
  • I/We are a senior manager of the Cayman Emerging Manager Platform SPC; Emerging Asset Management Ltd; or Zen Capital Management Pty Ltd.
  • I/We are the spouse, parent, child, brother or sister of a senior manager of the Cayman Emerging Manager Platform SPC; Emerging Asset Management Ltd; or Zen Capital Management Pty Ltd.
  • I/We are a body corporate controlled by a senior manager of the Cayman Emerging Manager Platform SPC; Emerging Asset Management Ltd; or Zen Capital Management Pty Ltd.
  • I/We are a body corporate controlled by spouse, parent, child, brother or sister of a senior manager of the Cayman Emerging Manager Platform SPC; Emerging Asset Management Ltd; or Zen Capital Management Pty Ltd.